FFIEC

The Federal Financial Institutions Examination Council (FFIEC) is a five-member agency responsible for establishing consistent guidelines and uniform practices and principles for financial institutions. FFIEC guidelines provide financial institutions with expectations for compliance. The member agencies include the Board of Governors of the Federal Reserve System (FRB), the Federal Deposit Insurance Corporation (FDIC), the National Credit Union Administration (NCUA), the Office of the Comptroller of the Currency (OCC) and the Office of Thrift Supervision (OTS). Federally supervised financial institutions are the primary organization types responsible for complying with the FFIEC guidelines. However, if you’re related to that institution in some way, such as being a holding company or you’re a nonfinancial subsidiary, then you also need to follow these requirements.

FFIEC Guidelines

Business Continuity Planning
Development and Acquisition
Electronic Banking
Information Security
IT Audit
IT Management
Operations
Outsourcing Technology Services
Retail Payment Systems
Supervision of Technology Service Providers
Wholesale Payment Systems